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Regulation NMS
Results: 1042

#	Item
691	Notice of Filing of Rule Change Proposing a One-Year Pilot Program Adding New Rule 107C to Establish a Retail Liquidity Program to Attract Additional Retail Order Flow to the Exchange for NYSE-listed Securities Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-04 09:58:57 Investment Finance United States Securities and Exchange Commission Mathematical finance New York Stock Exchange Securities Exchange Act Electronic trading Market maker Regulation NMS Financial markets Financial economics Stock market
692	Exhibit 5 to File No. SR-BYX[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-15 09:49:27 Finance Algorithmic trading Regulation NMS Alternative Trading Systems Order Stock market Financial markets Financial economics Investment
693	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 13:33:58 Financial economics Investment Business Flash Crash Financial Industry Regulatory Authority Regulation NMS U.S. Securities and Exchange Commission Securities Exchange Act Security Stock market United States securities law United States Securities and Exchange Commission
694	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-08-28 12:23:27 Business United States Securities and Exchange Commission Financial markets Finance Economy of the United States NASDAQ Regulation NMS Securities Exchange Act Flash trading Stock market Financial economics Investment
695	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule[removed]to extend the operation of the single stock circuit breaker pilot program until February 4, 2013 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-07-26 13:30:26 73rd United States Congress Financial regulation Securities Exchange Act Financial economics Regulation NMS U.S. Securities and Exchange Commission Government Securities and Exchange Commission Security United States Securities and Exchange Commission United States securities law Stock market
696	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 3, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-04 09:52:44 Stock market Economy of the United States Financial economics Alternative display facility Financial Industry Regulatory Authority Financial regulation Securities Exchange Act U.S. Securities and Exchange Commission Regulation NMS United States securities law United States Securities and Exchange Commission Self-regulatory organizations
697	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]April 8, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-09 13:38:19 Securities Exchange Act Regulation NMS New York Stock Exchange U.S. Securities and Exchange Commission Financial regulation United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
698	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]October 13, 2006 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Order Granting Accelerated Approval Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-16 10:32:55 United States securities law Economy of the United States Stock market NASDAQ Securities Exchange Act Uptick rule Regulation NMS Market maker U.S. Securities and Exchange Commission United States Securities and Exchange Commission Financial economics Investment
699	Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC Rescinding Information Memoranda[removed]and[removed]and Issuing a New Information Memo Concerning the Exchange’s Gap Quote Policy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-24 17:43:13 Investment Economics Market maker Order Regulation NMS Day trading New York Stock Exchange Stock Bid price Stock market Financial economics Financial markets
700	Order Granting Accelerated Approval of a Proposed Rule Change to Amend BYX Rules in Connection with the Implementation of Amendments to Regulation SHO Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-24 11:14:39 Investment Finance United States securities law Financial markets 73rd United States Congress Regulation NMS Uptick rule Order Securities Act United States Securities and Exchange Commission Financial economics Stock market

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